|
|
  
Tolkien's Lord of the Rings: A Christian Classic Revisited
By Professor Ralph C. Wood
The distinguished literary critic Irving Howe
observed, many years ago, that modern Americans
resemble mushrooms. We grow only in the dark.
Unlike our ancestors, we receive and interpret the
world, not in light of the written word, but in a
darkened room before a flickering screen. For all
its many virtues -- emotional immediacy being
perhaps chief -- film remains an essentially
passive medium. Movies do most of our mental
labor for us. Even the most thought-provoking
cinematic work relies on images that have been
formed without our effort. An utterly ephemeral
book, by contrast, demands an active engagement of
the mind. It requires us to co-create a world
that is conjured by words. I find it all the more
remarkable, therefore, that the fiction of J. R.
R. Tolkien should still command such a large
readership.
The Lord of the Rings is a massive epic
fantasy of more than half a million words. It is
also a hugely complex work, having its own
complicated chronology, cosmogony, geography,
nomenclature, and multiple languages -- including
two forms of elvish, Quenya and Sindarin. The
plot is so grand, moreover, that it casts backward
to the formation of first things, while also
glancing forward to the end of time. How could
such a huge and learned work -- written by an
obscure Oxford philologist -- have become an
undisputed classic?
The answer has to do with Tolkien's central
characters. They are humanoid creatures called
hobbits, and their unlikely hero has the decidedly
unheroic name of Frodo. During the 1960's, so
many American youths were drawn to these
diminutive creatures that Tolkien became something
of a cult figure. "Frodo Lives" was a popular
graffito of the time. T-shirts declared that
"Tolkien is Hobbit-Forming." It must be admitted
that there was something escapist about this
hobbit-habit. Perplexed by our nation's carnage
in Vietnam and by the ultimate threat of a nuclear
inferno, a whole generation of young Americans
could lose themselves and their troubles in the
intricacies of this triple-decker epic. Indeed,
the rumor got about -- a wish seeking its
fulfillment, no doubt -- that Tolkien had composed
The Lord of the Rings under the influence
of drugs.
Yet Tolkien's grand book has outlasted its
cult-status. The Lord of the Rings is an
undeniable classic: a work which invites repeated
readings without exhausting its potential to
deepen and define our moral and spiritual lives.
Young and old alike keep returning to these big
books for both wisdom and delight. True fantasy,
Tolkien declared in his 1939 essay "On
Fairy-Stories," is escapist in the good sense: it
enables us to flee into reality. The strange new
world of hobbits and elves and ents frees us from
bondage to the pseudo-reality that most of us
inhabit: a world deadened by bleary familiarity.
Fantasy helps us recover an enlivened sense of
wonder, Tolkien observed in this same essay, about
such ordinary things "as stone, and wood, and
iron; tree and grass; house and fire; bread and
wine."
I.
Despite the eucharistic hint, Tolkien's work is
not self-evidently Christian. As C. S. Lewis
observed upon its first publication, the
Ring epic is imbued with "a profound
melancholy." The ending is tearfully sad. Frodo
is exhausted by his long quest to destroy the Ring
of coercive power that had been fashioned by the
monster Sauron. Though the victory has been won,
Frodo cannot enjoy its fruits. And so he sails
away to the elven realm, leaving his companions
behind. Sauron and his minions of evil may have
been defeated, but the triumph is only temporary.
Evil will reconstitute itself in some alarming new
form, and the free creatures of Middle Earth will
have to fight it yet again.
The word "doom" -- in its Anglo-Saxon meaning of
damning judgment as well as final fate in ruin and
death -- pulses like a funereal drumbeat
throughout the entire work. Toward the end of
Volume I, the elf Legolas offers a doom-centered
vision of the world. It sounds very much like an
elvish and Heraclitean version of entropy. "To
find and lose," says Legolas, is the destiny "of
those whose boat is on the running stream.... The
passing seasons are but ripples in the long long
stream. Yet beneath the Sun all things must wear
to an end at last." Though elves are so
long-lived that they seem immortal to humans and
hobbits, the tides of time will sweep even them
away. A deeply pagan pessimism thus pervades all
three of the Ring books.
Yet it is a mistake, I believe, to read Tolkien's
work as sub-Christian. Not by happenstance was
Tolkien the finest Beowulf scholar of his
day. His thesis about the Anglo-Saxon epic may
also be applied to his own fiction.
Beowulf is a pagan work, Tolkien argued,
exalting the great Northern and heathen virtue of
unyielding, indomitable will in the face of sure
and hopeless defeat. Yet it was probably written
by a Christian, Tolkien contended, who infused it
with Christian concerns: "The author of
Beowulf showed forth the permanent value of
that pietas which treasures the memory of
man's struggles in the dark past, man fallen and
not yet saved, disgraced but not dethroned." So
does The Lord of the Rings recount a
pre-biblical period of the earth's ancient history
-- where there are no Chosen People, no
Incarnation, no religion at all -- yet from a
point of view that is distinctively Christian.
There is little that is Christian about The
Hobbit, Tolkien's first fantasy work,
published in 1937. It is a standard quest-story
about the seeking and the finding of a tremendous
treasure, a delightful "there and back again" tale
concerning the adventures of Bilbo Baggins. But
by the time he published The Lord of the
Rings in 1954 and 1955, Tolkien had deepened
and widened his vision, especially concerning the
nature of heroism. The Hobbits prove to be
perennially attractive characters because they are
very unconventional heroes. They are not tragic
and death-defying warriors like Ajax or Achilles
or Beowulf; they are frail and comic
foot-soldiers like us. The Nine Walkers -- four
hobbits, two men, an elf, a dwarf, and a wizard --
constitute not a company of the noble but of the
ordinary.
They all learn, in a proleptically Christian way,
what every mortal must confront: the solemn
reality that we no sooner find our lives than we
have to give them up. Unlike Bilbo, Frodo his
nephew is not called to find but to lose, indeed
to destroy, his great gem: the Ring of Total
Control. It is not a task that he eagerly seeks
but only reluctantly accepts. Yet Frodo proves to
be a fit bearer of the Ring. Not only does he
possess native powers of courage and resistance;
he is also summoned by a mysterious providential
grace. The destruction of the Ring is nothing
less than Frodo's vocation. And the epic's
compelling interest lies in our discovery of how,
just barely, Frodo remains faithful to his
calling. For in so doing, he does far more than
save his beloved Shire from ruin. Frodo learns --
and thus teaches -- what for Tolkien is the
deepest of all Christian truths: how to surrender
one's life, how to lose one's treasure, how to
die, and thus how truly to live.
Early in the narrative, Frodo recalls that his
Uncle Bilbo, especially during his latter years,
was fond of declaring that
... there was only one Road; that it
was like a great river: its springs were at every
doorstep, and every path was its tributary. "It's
a dangerous business, Frodo, going out your door,"
he used to say. "You step into the Road, and if
you don't keep your feet, there is no knowing
where you might be swept off to."
Tolkien's work is imbued with a deep mystical
sense of life as a journey or quest that carries
one, willy-nilly, beyond the walls of the world.
To get out of bed, to answer the phone, to open
the door, to fetch the mail -- such everyday deeds
are freighted with eternal consequence. They
immerse us in the river of time: the "ever-rolling
stream" which, in Isaac Watts's splendid rendering
of the 90th Psalm, "bears all its sons away."
From the greatest to the smallest acts of courage
and cowardice, we travel irresistibly on the path
toward ultimate joy or final ruin.
II.
For Tolkien the Christian, the chief question --
and thus the real quest -- is how we are to travel
along this Road. The great temptation is to take
short-cuts, to follow the easy way, to arrive
quickly. In the antique world of Middle Earth,
magic offers the surest escape from slowness and
suffering. It is the equivalent of our machines.
They both provide what Tolkien called
immediacy: "speed, reduction of labour, and
reduction also to a minimum (or vanishing point)
of the gap between the idea or desire and the
result or effect" (Letters, 200). The
magic of machination is meant for those who are in
a hurry, for us who lack patience, for all who
cannot wait. Sauron wins converts because he
provides his followers the necromancy to coerce
the wills of others, the strength to accomplish
grand ends by instant means.
The noble prove, alas, to be most nobly tempted.
Gandalf, the Christ-like wizard who literally lays
down his life for his friends, knows that he is an
unworthy bearer of the Ring -- not because he has
evil designs that he wants secretly to accomplish,
but rather because his desire to do good is so
great. Lady Galadriel, the elven queen, also
refuses the Ring of Force. It would make her
enormous beauty mesmerizing. Those who had freely
admired her loveliness would have no choice but to
worship her. Perhaps alone among modern writers,
Tolkien understood that evil's subtlest semblance
is not with the ugly but with the gorgeous. "I
shall not be dark," Galadriel warns, "but
beautiful and terrible as the Morning and the
Night! Fair as the Sea and the Sun and the Snow
upon the Mountain! Dreadful as the Storm and the
Lightning! Stronger than the foundations of the
earth. All shall love me and despair!"
The one free creature utterly undone by the lure
of total power is Saruman the wizard. Like Judas,
he is impatient with the slow way that goodness
works. He cannot abide the torturous path up
Mount Doom; he wants rapid results. Since the
all-commanding Sauron is sure to win, Saruman
urges Gandalf and his friends to join forces with
the Dark Lord. Those who face defeat can survive
only by siding with the victor, using his coercive
power to achieve their own noble aims: "We can
bide our time, we can keep our thoughts in our
hearts, deploring maybe evils done by the way, but
approving the high and ultimate purpose:
Knowledge, Rule, Order; all the things we have so
far striven in vain to accomplish, hindered rather
than helped by our weak or idle friends."
Saruman is doubly blind. He fails not only to see
that laudable designs, when achieved by compulsive
force, become demonic; neither does he perceive
the hidden strength of The Hobbits. The
chief irony of the entire epic is that hobbitic
weakness becomes the paradoxical solution to the
problem of Absolute Might. The Hobbits are
worthy opponents of Sauron exactly because their
life-aims are so very modest. Wanting nothing
more than to preserve the freedom of their own
peaceable Shire, they have no grandiose uses for
the Ring. Their meekness uniquely qualifies them
to destroy the Ring in the Cracks of Doom. This
is a Quest that can be accomplished by the small
even better than the great, by ordinary folk far
more than conventional heroes. In fact, the
figure who gradually emerges as the rightful
successor to Frodo is the least likely hobbit of
them all, the comically inept and ungainly Samwise
Gamgee.
In the unlikely heroism of the small and the weak,
Tolkien's pre-Christian world becomes most
Christian. Their greatness is not self-made. As
a fledgling community the Nine Walkers experience
a far-off foretaste of the fellowship that
Christians call the church universal. Their
Company remarkably transcends both racial and
ethnic boundaries. Though it contains
representatives from all of the Free Peoples, some
of them have been historic enemies -- especially
the dwarves and the elves. Yet no shallow notion
of diversity binds them together. They are united
not only by their common hatred of evil, but by
their ever-increasing, ever more self-surrendering
regard for each other. Through their long
communal struggle, they learn that there is a
power greater than mere might. It springs not
from the force of will but from a grace-filled
fellowship of kindred minds and souls.
III.
Perhaps we can now understand what Tolkien meant
when called The Lord of the Rings "a
fundamentally religious and Catholic work." Its
essential conflict, he insisted, concerns God's
"sole right to divine honour" (Letters,
172, 243). Like Milton's Satan, Sauron will not
serve such a Deity. He is intent upon his own
supremacy, and he reads all others by his own
light. He believes that anyone, having once
possessed the power afforded by the Ring, would be
determined to use it -- especially the magical
power to make its wearer invisible. He assumes
that Frodo and his friends will seek to overthrow
him and to establish their own sovereignty. Yet
Sauron's calculus of self-interest blinds him to
the surprising strategy of the Company. Under
Gandalf's leadership, they decide not to hide or
use the Ring, but to take it straight back into
the Land of Mordor -- Sauron's own lair -- there
to incinerate it.
Not for want of mental power is Sauron thus
deceived. He is a creature whose craft and power
are very great, as his fashioning of the Ring
proves. Sauron also embodies himself as a
terrible all-seeing Eye. He can thus discern the
outward operation of things, but he cannot discern
the inward workings of the heart. Sauron's fatal
lack is not intelligence, therefore, but sympathy.
He cannot "feel with," and so he is incapable of
community. The orcs, those evil creatures whom
Sauron has bred to do his will, constantly betray
each other and feud among themselves. Tolkien
thus holds out the considerable hope that evil
cannot form a fellowship: there is no true Compact
of the Wicked, but there is a real Company of the
Good.
The animating power of this Company is the
much-maligned virtue called pity. Frodo had
learned the meaning of pity from his Uncle Bilbo.
When he first obtained the Ring from the vile
creature called Gollum, Bilbo had the chance to
kill him but did not. Frodo is perplexed by this
refusal. 'Tis a pity, he contends, that Bilbo did
not slay such an evil one. This phrase angers the
wise Gandalf. It prompts him to make the single
most important declaration in the entire Ring
epic:
"Pity? It was pity that stayed his hand. Pity, and Mercy: not to strike without need. And he has been well rewarded, Frodo. Be sure that [Bilbo] took so little hurt from the evil, and escaped in the end, because he began his ownership of the Ring so. With Pity."
"I am sorry," said Frodo. "But ... I do not feel any pity for Gollum.... He deserves death."
"Deserves it! I daresay he does," [replies Gandalf]. "Many that live deserve death. And some that die deserve life. Can you give it to them? Then do not be too eager to deal out death in judgement.... [T]he pity of Bilbo will rule the fate of many -- yours not least."
"The pity of Bilbo will rule the fate of many"
gradually becomes the motto of Tolkien's epic. It
is true in the literal sense, because the Gollum
whom Bilbo had spared so long ago is the one who
finally destroys the Ring. But the saying is also
true in a deep spiritual sense. Gandalf the pagan
wizard here announces the nature of Christian
mercy. As a creature far more sinning than sinned
against, Gollum deserves his misery. He
has committed Cain's crime of fratricide in
acquiring the Ring. Still Gandalf insists on
pity, despite Frodo's protest that Gollum be given
justice. If all died who deserve punishment, none
would live. Many perish who have earned life,
Gandalf declares, and yet who can restore them?
Neither hobbits nor humans can live by the bread
of merit alone. Hence Gandalf's call for pity and
patience: the willingness to forgive trespasses
and to wait on slow-working providence rather than
rushing to self-righteous judgment.
The unstrained quality of mercy is what, I
suggest, makes The Lord of the Rings an
enduring Christian classic despite its pagan
setting. As a pre-Christian work, it is
appropriately characterized by a melancholy sense
of ineluctable doom and defeat: the night that
comes shall cover everything. Such profound
pessimism must not be disregarded. It has its
biblical equivalent, after all, in the description
of death found in Ecclesiastes 12:5: "Man goeth to
his long home."
Yet this gloomy saying is not the ultimate word.
Near the end of their wearying quest, Frodo and
Sam are alone on the slopes of Mount Doom. All
their efforts seem finally to have failed. Even
if somehow they succeed in destroying the Ring,
there is no likelihood that they will themselves
survive, or that anyone will ever hear of their
valiant deed. It is amidst such apparent
hopelessness that Sam -- the bumbling and
unreflective hobbit who has gradually emerged as a
figure of great moral and spiritual depth --
beholds a single star shimmering above the dark
clouds of Mordor:
The beauty of it smote his heart, as
he looked up out of that forsaken land, and hope
returned to him. For like a shaft, clear and
cold, the thought pierced him that in the end the
Shadow was only a small and passing thing: there
was light and high beauty for ever beyond its
reach.... Now, for a moment, his own fate, and
even his master's, ceased to trouble him. He
crawled back into the brambles and laid himself by
Frodo's side, and putting away all fear he cast
himself into a deep and untroubled
sleep.
Sam here discerns that light and shadow are not
locked in uncertain combat. However much the
night may seem to triumph, it is the gleaming star
which penetrates and defines the darkness. These
hobbits cannot name their source, but they know
that Goodness and Truth and Beauty are the first
and the last and the only permanent things.
Dr. Ralph Wood, Professor of English at Baylor University, is a Tolkien
expert and has studied Christian literary classics and the Inklings (the
close group of Oxford literary masters including C.S. Lewis, Charles
Williams and Tolkien). He taught for 26 years at Wake Forest University,
where he won awards for distinguished teaching. His publications include
"Traveling the One Road: The Lord of the Rings as a 'Pre-Christian'
Classic," Christian Century 110, 6 (February 24, 1993): 208-11.
Email this to a friend
copyright
© 1995-2008
Leadership U. All rights reserved.
Updated: 13 July 2002
|