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First Things
Books in Review
We the People:
The Fourteenth Amendment and the Supreme Court
Copyright (c) 2000 First Things
108 (December 2000): 54-58.
Law’s Labors Lost
We the People: The Fourteenth Amendment and the Supreme Court. By Michael
J. Perry. Oxford University Press. 275 pp. $35.
Reviewed by Hadley Arkes
That redoubtable crew, the writers who brought forth the symposium “The
End of Democracy? The Judicial Usurpation of Politics” (FT,
November 1996), have apparently contributed to our raging
economy. For the symposium has led to further rounds of
meetings and essays, and now, We the People: The Fourteenth
Amendment and the Supreme Court, a scholarly monograph
from the pen of Professor Michael Perry of the law school
at Wake Forest.
The charges of “judicial usurpation” spring from decisions of the Supreme Court
that have agitated our politics over the past fifty years. Those decisions stirred
controversy precisely because they touched issues of moral consequence—not only
on race and segregation, but on the very matrix of the law, dealing with life,
death, and sexuality: abortion, assisted suicide, gay rights. In these cases,
the Court proclaimed new rights arising from the logic of the Constitution,
and then in the name of the Constitution swept away the laws in the states that
stood as barriers to these rights.
The principal novelty that Perry has evidently meant to deliver with his book
may be stated in this way: the conservatives are partially right—there is in
fact serious judicial usurpation—but the conservatives themselves are guilty
of the same vice through their willingness to use the courts to resist policies
of affirmative action. Before he sets himself to the task of estimating the
work of the symposiasts, Perry seeks to set forth a constitutional theory of
the Fourteenth Amendment, the vehicle for judicial usurpation and hence the
key to the issue. The central thread running through Perry’s analysis is a concern
for discrimination, for treating people unequally, dismissively, in a manner
that virtually denies their dignity or standing as full human beings.
The Fourteenth Amendment was the centerpiece of the Civil War Amendments, designed
to secure the rights of black people newly removed from slavery. The Amendment
was addressed to the action of states (“No State shall . . .”), and it would
work mainly to secure those rights against the force of hostile governments
in the South. By placing those new rights in the Constitution, the framers sought
to put these protections of the law beyond the reach of ordinary majorities
in Congress, majorities shifting with the political seasons. These concerns
of the Amendment found expression in such formulas as the equal protection of
the laws or the due process of law. These were grand formulas of justice that
could not be confined to black people, as was well understood at the time. The
Amendment was inspired by the need to protect black people, but its formulas
of justice had to move well beyond blacks. The Amendment did not create special
rights for black people; rather, as Harry Jaffa has pointed out, it secured
for black people the “natural rights” that would flow properly for any human
beings.
That is not an argument that sits easily with Perry, and yet the issue is bound
up in the deepest weave of his argument. Perry recognizes that this sense of
the innate equality of human beings finds its origin in a religious understanding
that humans were made in the image of something higher: “The proposition that
all human beings are sacred (inviolable, etc.) is, for many persons, a religiously
based tenet,” he writes. In the spirit of modern liberalism he forgoes that
line of explanation as no longer fit for a society divided in its religious
understandings. But tellingly, he finds no alternative grounding for his belief
that all people have equal and infinite moral worth other than that “many persons
who are not religious believers embrace the proposition” that they have such
worth. After all of Perry’s embroidery, after all his labored efforts to construct
a theory, all of this simply reduces, at the root, to positivism: whether
something is right or wrong finally depends on whether “many people” or a majority
have come to posit or “embrace” it. Perry has made the most earnest effort,
in good will, to think through these vexing questions of the law, but everything
he does is finally filtered through the prism of moral and legal positivism.
The very terms of the problem, then, are translated, reduced, purged of their
moral substance, so that they produce this curious result: Perry’s argument
with the symposiasts in First Things utterly dissolves, for the problems he
uncovers in their argument are problems for him, not for them. They are problems,
that is, borne of a positivism that most of the symposiasts do not share, for
they are adherents to natural law. Not only do they evade the defects that become
crippling for Perry, but they can speak, in a more natural language, of injuries
and victims, of rights and wrongs, that are mainly screened from view in the
concepts employed by Perry.
Take the matter of affirmative action. Perry spends much of this book trying
to catch the symposiasts in a revealing contradiction over that issue. When
it comes to abortion and gay rights, Perry notes, the symposiasts complain about
the substance of the decisions and the arrogance of the judges in removing these
issues from the domain of politics, where they may be subject to the deliberation,
or the moral reasoning, of ordinary citizens. But, he announces with relish,
the symposiasts register no such concern for the trend of decisions, spurred
on by conservative judges, striking down schemes of affirmative action.
But return for the moment to the view held by the symposiasts: that assignments
of benefits and disabilities based on race are in principle wrong; that they
cannot be reconciled with any coherent notion of “law.” A court that struck
down policies of that kind would not be condemned by the symposiasts as engaged
in “usurpation.” Two of the symposiasts––namely, Robert George and I––have
made a point of arguing that courts should be free to act vigorously as courts
in articulating the principles of our law. But at the same time, we hold to
the Lincolnian view that the political branches should be free, in a comparable
way, to act as interpreters of the Constitution, and to resist the judgments
of the courts if they find them to be radically unpersuasive.
From this perspective, the President and Congress would be obliged to respect
the decisions of the courts as they bore on the litigants involved in the case.
But they would not be persuaded, say, to accept the principle of the Dred Scott
case if they judged that principle to be wrong. Perry, curiously, cites Lincoln,
but without bothering to recall the perspective that Lincoln represented so
powerfully on this problem. If he had, he would have relieved at once the puzzlement
he expresses as to what, exactly, the symposiasts would put in place as a remedy
to judicial usurpation.
With affirmative action, has it not made the most profound difference that
the policy seeks its end through a system of racial spoils that sets one race
or ethnic group against others; a system that is utterly incompatible at the
root with the principle on which the Civil Rights Act of 1964 would be justified?
The liberal managers of that bill––men like Hubert Humphrey and Joseph Clark––insisted
to their colleagues that the bill would never justify any such system of racial
preferences. If anything is clear from the record, it is that the Civil Rights
Act would never have passed if it were understood to mandate or even allow the
schemes of racial preferences that have become fixtures in the landscape. Beyond
that, it is clear from referenda in California and other places that the American
people, when given the chance to vote, still reaffirm the principle of racial
blindness and reject the scheme of racial preferences. When that evidence is
assembled, it is clear that in requiring the policies of affirmative action
the judiciary has displaced the judgment of the people, while the people, on
their part, have preserved an attachment to the principles of lawfulness.
It would seem then that Perry has it exactly backwards: on affirmative action
the judicial usurpation is not on the side of Justices Antonin Scalia and Clarence
Thomas, who have held to the original principle. Their resistance to the schemes
of racial preference marks a defense of the deeper principles of the Constitution—and
even, contra Perry, the settled judgments of “We the People.”
But that understanding of deeper principle is absent from Perry’s account.
When he needs to explain then just how “the People” might be mistaken and wrong,
his inclination is to solve the problem in positivist terms: the policies ordained
by “We the People” may be in conflict with other understandings, long settled,
to form a new “bedrock” of constitutional opinion. That notion of a “bedrock”
is persistently and pervasively invoked to explain why even faulty judgments,
settled over time, become authoritative. But Perry surely realizes that, at
the time of Brown v. Board of Education in 1954, the prevailing custom
largely supported racial segregation. It was part of the “bedrock,” we might
say, as is the aversion to homosexuality, another “bedrock” that Perry would
supersede on behalf of a new, improved sensibility. The gauging of bedrocks
seems to be, in the end, nothing more than a reckoning of whether opinion has
congealed. When Perry wants to override the bedrock of the moment, he appeals
to a principle of “human dignity.” Yet even that standard, he admits, does not
rest on any principle or truth. It seems to depend, rather, on the “consensus”
of opinion that may have taken hold, say, in the law reviews, or in the circles
of people who write on the subject.
Perry makes his most notable break with his liberal colleagues on the matter
of abortion, but due to its poor foundations this conviction begins to crack—and
then crumble. In good positivist form he credits the opinions of the voters
when they regard unborn children as human beings, worthy of protection. But
he is willing to offset that point and admit certain rights of abortion if there
is a keen sense of the burdens borne by women and if the social “costs” of restricting
abortion might override the benefits. The utilitarian calculus becomes rather
bizarre, however, if one takes seriously the notion that one is dealing with
an innocent human life. What “costs,” in cash or convenience, would be accepted
in other instances as a justification for taking an innocent human life?
With the same curious detachment, Perry assumes that exceptions for rape and
incest are the marks of a more defensible policy in restricting abortion. As
a matter of prudence, that compromise may be necessary, but how could it be
endorsed in principle without impairing the coherence of the underlying
policy? Even with all of the utilitarian razzamatazz, Perry does not seem to
doubt that the unborn child is anything other than human and innocent of wrongdoing.
If so, how could anything in that state of affairs be altered by the fact that
the child was conceived in wrongful acts? Does the child bear any responsibility
for these wrongs?
Even were we to grant Perry his conservative judicial usurpation, it curiously
diverts attention from the scale, or consequence, of the judicial usurpation
that he concedes in other domains. He tells us that Roe v. Wade was a
signal instance of judicial usurpation, acknowledged even by liberals such as
Ruth Bader Ginsburg and Archibald Cox. In the face of both science and the settled
opinions of “We the People,” the Supreme Court removed the protections of the
law from a whole class of human beings. Perry also concedes that there is, in
the highest reaches of the academy, a whole corps of people who have cultivated
the deepest stake in supporting and even advancing this jurisprudence of abortion.
If this style of law represents judicial usurpation, apparently there is a formidable
section of the political class, rich in resources and influence, that has been
able to sustain this scheme of usurpation.
But that is not the main message that Perry in his final moments brings home
to his readers. He emphasizes rather the hypocrisy of conservatives in railing
against the powers of the Court but being all too willing to use those powers
in resisting affirmative action. And yet the usurpation Perry has identified
on the matter of abortion is attended with casualties that must be regarded
as massive in any scale of measurement. Since the Court installed a regime of
abortion on demand, there have been around thirty to forty million abortions,
by a conservative estimate. If Perry takes seriously the notion that these numbers
measure the destruction of human beings, how can he look up from the figures
and notice, not the deaths from abortion, but the contradictions he affects
to see on affirmative action? Has he not in fact found judicial usurpation coupled
with massive acts of killing? Has he not in fact confirmed the presence of judicial
usurpation at a level of moral consequence that must be jolting to anyone of
normal sensibility? And when the abuse of power has been associated in other
settings with the destruction of innocent life on such a vast scale, has it
not usually raised the most searching questions about the state of the regime?
At a certain point, one must wonder: Does a fixation on the scales of utility,
or the formulas of positivism, tend to cut off the writer from a more “natural”
understanding, accessible to ordinary folk? Burdened with the language of the
law reviews, does the writer have more trouble seeing the real victims before
him than people with less “theory”? Perry has sought a more “nuanced” treatment
of the subject, but the nuances, when collected, yield a rather sobering judgment.
Michael Perry is a reflective man, and he is no doubt representative of the
commentators now writing in the schools of law. And as he tries to address,
through the law, questions of moral consequence, we may indeed see the furnishings
of mind that prevail in the schools of law and shape the character of our judges.
Hadley Arkes is the Ney Professor of American Institutions at Amherst College
and a Visiting Fellow at the Ethics and Public Policy Center in Washington,
D.C.
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Updated: 13 July 2002
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